Testimonials
What Our Clients Say
Our clients are experienced financial professionals and let’s see what they said from their experiences with K-wis.
"During the cooperation with K-Wis founder for the compliance outsourcing services, I am impressed by her professionalism, diligence and care in responding to regulatory enquiries, applying for SFC’s Responsible Officer’s License, providing compliance advice, enhancing compliance manuals, etc., so I sincerely recommend K-Wis Compliance Limited to you."
Services Highlights:
- Professional compliance advisory services;
- Monitor information in WING's platform;
- Compliance procedures review and updated services; and
- Efficient monitoring of Individual license applications.
Services Highlights:
- Gave advice to the client on the license application process; and
- Keep track of the follow-up of the license application until approval.
"So thankful for the K-Wis compliance service that helped me with my application for Responsible Officer. They are extremely professional, willing to help clients, and understand the uniqueness of each client. During the application, they can give me comprehensive and accurate information, and also respond to my request quickly and timely. Therefore, I strongly recommend K-Wis Compliance to be your business partner when you aim for service excellence and credibility."
"Appreciated the services provided by k-wis compliance. In addition to her professionalism, she has been well addressed our needs within our compliance works in a responsible way. I am pleased to recommend K-Wis Compliance Limited services."
Services Highlights:
- Professional compliance advisory services;
- Promptly follow up on the regulatory submission records;
- The subsequent updated status review; and
- Efficient monitoring of Individual license applications.
Services Highlight:
- Provide all-round regulations information
- Closely monitor the project application with a streamlined process
- Regulatory submission follow up and updated status review.
"K-Wis Compliance’s services have been a great help to me, their prompt responses to my compliance problems such as the monitoring of various submission records to the regulator. They also take care of our other application project process diligently. Therefore, I highly recommend the services of K-Wis Compliance to you."
We Provide the Best Service in Industry
“ With the monthly outsourcing services provided by K-Wis Compliance, we were served with quality services including the review and update of the compliance manual, account opening documents, operational procedures and set up the new MICs reporting procedures checklists. I am pleased to recommend K-Wis Compliance Limited to you. ”
Ms. Rachel Lee